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The Influence of Preoperative Smoking Status on Postoperative Complications and Long-Term Outcome Following Thoracoscopic Esophagectomy in Prone Position for Esophageal Carcinoma

Goto, Hironobu Oshikiri, Taro Kato, Takashi Sawada, Ryuichiro Harada, Hitoshi Urakawa, Naoki Hasegawa, Hiroshi Kanaji, Shingo Yamashita, Kimihiro Matsuda, Takeru Kakeji, Yoshihiro 神戸大学

2023.04

概要

Background: Esophagectomy for esophageal carcinoma is associated with higher morbidity and mortality rates than other gastrointestinal surgeries. Smoking is an established risk factor for postoperative complications after esophagectomy. This study aimed retrospectively to investigate the impact of smoking status on short- and long-term outcomes for patients undergoing thoracoscopic esophagectomy in the prone position (TEP) for esophageal carcinoma. Methods: In this study, 234 patients with esophageal carcinoma who underwent TEP between 2012 and 2020 were divided into two groups based on smoking status (current or non-current smokers and the Brinkman index) by patients’ declarations. Postoperative complications (Clavien–Dindo classification grade ≥2), overall survival (OS), and disease-free survival (DFS) were compared between smoking statuses. Results: The rates of postoperative complications did not differ significantly between the two groups (current smoker vs non-current smoker; Brinkman index ≥800 vs <800). The rate of postoperative pneumonia was higher in the combination group of current and higher Brinkman index (≥800) smokers than in the other group (25.0 % vs 11.8 %; P = 0.036). Multivariate analysis showed that smoking status was an independent risk factor for postoperative pneumonia (hazard ratio, 0.41; 95 % confidence interval, 0.18–0.93; P = 0.037). According to the long-term outcomes, no significant differences in OS and DFS were observed between the smoking statuses. Conclusions: The combination of current smoking and heavy smoking history is a risk factor for postoperative pneumonia in patients who have esophageal carcinoma treated with TEP, although no correlation was observed between the long-term outcomes and smoking status.

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参考文献

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Figure legends

Fig. 1A: Overall survival rates in the current and non-current smoker groups

The 5-year overall survival rate was 63.3% in the current smoker group. The 5-year

overall survival rate was 58.6% in the non-current smoker group. The difference was

not significant (P = 0.290).

Fig. 1B: Overall survival rates in the higher (≥800) and lower (<800) Brinkman

index groups

The 5-year overall survival rate was 60.2% in the higher Brinkman index (≥800) group.

10

The 5-year overall survival rate was 60.0% in the lower Brinkman index (<800) group.

11

The difference was not significant (P = 0.834).

12

13

Fig. 1C: Overall survival rates in the current smoker and higher Brinkman index

14

(≥800) group and other than them groups

15

The 5-year overall survival rate was 64.0% in the current smoker and higher Brinkman

16

index (≥800) group. The 5-year overall survival rate was 59.3% in the other than them

17

group. The difference was not significant (P = 0.368).

18

19

Fig. 2A: Disease-free survival rates in the current and non-current smoker groups

20

The 5-year disease-free survival rate was 56.6% in the current smoker group. The

21

5-year disease-free survival rate was 54.4% in the non-current smoker group. The

22

difference was not significant (P = 0.289).

23

24

Fig. 2B: Disease-free survival rates in the higher (≥800) and lower (<800)

21

Brinkman index groups

The 5-year disease-free survival rate was 52.3% in the higher Brinkman index (≥800)

group. The 5-year disease-free survival rate was 56.9% in the lower Brinkman index

(<800) group. The difference was not significant (P = 0.794).

Fig. 2C: Disease-free survival rates in the current smoker and higher Brinkman

index (≥800) group and other than them groups

The 5-year disease-free survival rate was 53.4% in the current smoker and higher

Brinkman index (≥800) group. The 5-year disease-free survival rate was 55.8% in the

10

other than them group. The difference was not significant (P = 0.571).

Current smoking group

Non-current smoking group

24

36

48

60

Survival period (months)

Overall survival rate

P=0.290

12

Overall survival rate

Overall survival rate

P=0.834

Brinkman index ≥800 group

Brinkman index <800 group

12

24

36

48

Survival period (months)

P=0.368

Current smoking

and Brinkman index ≥800 group

Others

60

12

24

36

48

Survival period (months)

Fig. 1A: Overall survival rates in the current and non-current smoker groups

The 5-year overall survival rate was 63.3% in the current smoker group. The 5-year overall survival rate was 58.6% in the non-current smoker group.

The difference was not significant (P = 0.290).

Fig. 1B: Overall survival rates in the higher (≥800) and lower (<800) Brinkman index groups

The 5-year overall survival rate was 60.2% in the higher Brinkman index (≥800) group. The 5-year overall survival rate was 60.0% in the lower

Brinkman index (<800) group. The difference was not significant (P = 0.834).

Fig. 1C: Overall survival rates in the current smoker and higher Brinkman index (≥800) group and other than them groups

The 5-year overall survival rate was 64.0% in the current smoker and higher Brinkman index (≥800) group. The 5-year overall survival rate was

59.3% in the other than them group. The difference was not significant (P = 0.368).

60

Current smoking group

Non-current smoking group

24

36

48

60

Survival period (months)

Disease-free survival rate

P=0.289

12

Disease-free survival rate

Disease-free survival rate

P=0.794

Brinkman index ≥800 group

Brinkman index <800 group

12

24

36

48

60

Survival period (months)

P=0.571

Current smoking

and Brinkman index ≥800 group

Others

12

24

36

48

60

Survival period (months)

Fig. 2A: Disease-free survival rates in the current and non-current smoker groups

The 5-year disease-free survival rate was 56.6% in the current smoker group. The 5-year disease-free survival rate was 54.4% in the non-current smoker group.

The difference was not significant (P = 0.289).

Fig. 2B: Disease-free survival rates in the higher (≥800) and lower (<800) Brinkman index groups

The 5-year disease-free survival rate was 52.3% in the higher Brinkman index (≥800) group. The 5-year disease-free survival rate was 56.9% in the lower

Brinkman index (<800) group. The difference was not significant (P = 0.794).

Fig. 2C: Disease-free survival rates in the current smoker and higher Brinkman index (≥800) group and other than them groups

The 5-year disease-free survival rate was 53.4% in the current smoker and higher Brinkman index (≥800) group. The 5-year disease-free survival rate was

55.8% in the other than them group. The difference was not significant (P = 0.571).

Table 1 : Comparison of current and non-current smoking patients who underwent

thoracoscopic esophagectomy in prone position

Parameters

Non-current (n=151)

Current (n=83)

P value

Age (years)

67 (40-81)

63 (42-79)

0.001

127 (84%) / 24 (16%)

71 (86%) / 12 (14%)

0.851

21.9 (15.3-29.1)

20.3 (13.1-28.1)

<0.001

Ut

26 (17%)

10 (12%)

0.544

Mt

75 (50%)

42 (51%)

Lt

50 (33%)

31 (37%)

cT1

62 (41%)

35 (42%)

cT2

22 (15%)

13 (16%)

cT3

67 (44%)

35 (42%)

50 (33%) / 101 (67%)

27 (33%) / 56 (67%)

1.000

56 (37%)

31 (37%)

0.943

II

37 (25%)

23 (28%)

III

52 (34%)

26 (31%)

IV

6 (4%)

3 (4%)

142 (94%) / 9 (6%)

79 (95%) / 4 (5%)

1.000

111 (66%) / 58 (34%)

71 (65%) / 38 (35%)

1.000

Overall procedure

688 (461-963)

702 (354-1361)

0.539

Thoracic

317 (198-540)

320 (207-523)

0.867

234 (0-1320)

259 (0-2605)

0.888

119 (79%) / 32 (21%)

64 (77%) / 19 (23%)

0.869

144 (95%) / 7 (5%)

79 (95%) / 4 (5%)

1.000

108 (72%) / 43 (28%)

57 (69%) / 26 (31%)

0.656

Sex

Male / Female

Body mass index

Tumor location

Tumor depth

0.943

(clinical)

Nodal status

cN- / cN+

(clinical)

UICC-Stage

(clinical)

Histological type

Neoadjuvant

SCC / Adeno

Yes / No

chemotherapy

Operative time

(min)

procedure

Blood loss (ml)

Abdominal

Laparoscopy /

procedure

Open

Conduit

Stomach /

Jejunum

Lymph node

Two- / Three-

dissection

field

Postoperative

37 (15-296)

41 (14-257)

0.559

Pneumonia

21 (13.9%)

13 (15.7%)

0.703

Recurrent

12 (7.9%)

11 (13.2%)

0.251

22 (14.6%)

18 (21.7%)

0.204

1 (0.6%)

1.000

4 (3%)

2 (2%)

0.406

48 (32%)

33 (40%)

II

45 (30%)

27 (33%)

III

34 (22%)

16 (19%)

IV

20 (13%)

5 (6%)

hospital stay

(days)

Complicationsa

laryngeal

nerve palsy

Anastomotic

leakage

Mortality

UICC-Stage

(pathological)

SCC: Squamous cell carcinoma; Adeno: Adenocarcinoma

a Based on the Clavien-Dindo classification, grade II or higher [17]

Table 2:Comparison of the patients with the Brinkman index who underwent thoracoscopic

esophagectomy in prone position

Parameters

P value

Brinkman index

Brinkman index

<800 (n=139)

≥800 (n=95)

65 (40-81)

67 (44-79)

0.145

111 (80%) / 28

87 (92%) / 8

0.016

(20%)

(8%)

21.4 (13.1-29.1)

21.2 (15.5-28.1)

0.645

Ut

18 (13%)

18 (19%)

0.454

Mt

72 (52%)

45 (47%)

Lt

49 (35%)

32 (34%)

cT1

59 (42%)

38 (40%)

cT2

18 (13%)

17 (18%)

cT3

62 (45%)

40 (42%)

68 (49%) / 71

47 (49%) / 48

(51%)

(51%)

50 (36%)

37 (39%)

II

40 (29%)

20 (21%)

III

45 (32%)

33 (35%)

IV

4 (3%)

5 (5%)

129 (93%) / 10

92 (97%) / 3

(7%)

(3%)

92 (66%) / 47

65 (68%) / 30

(34%)

(32%)

Overall procedure

696 (354-1215)

689 (471-1361)

0.348

Thoracic procedure

320 (198-523)

315 (207-540)

0.389

Blood loss (ml)

240 (0-2605)

248 (0-1680)

0.506

114 (82%) / 25

69 (73%) / 26

0.107

(18%)

(27%)

133 (96%) / 6 (4%)

90 (95%) / 5

Age (years)

Sex

Male / Female

Body mass index

Tumor location

Tumor depth (clinical)

Nodal status (clinical)

UICC-Stage (clinical)

Histological type

Neoadjuvant

cN- / cN+

SCC / Adeno

Yes / No

chemotherapy

0.581

1.000

0.498

0.250

0.778

Operative time (min)

Abdominal procedure

Laparoscopy /

Open

Conduit

Stomach /

Jejunum

Lymph node dissection

Two- / Threefield

0.761

(5%)

98 (71%) / 41

67 (71%) / 28

(29%)

(29%)

1.000

Postoperative hospital

35 (14-168)

44 (15-296)

0.016

Pneumonia

15 (10.8%)

19 (20.0%)

0.059

Recurrent

10 (7.2%)

13 (13.7%)

0.120

20 (14.4%)

20 (21.1%)

0.217

1 (0.7%)

1.000

3 (2%)

3 (3%)

0.090

44 (32%)

37 (39%)

II

44 (32%)

28 (29%)

III

37 (26%)

13 (14%)

IV

11 (8%)

14 (15%)

stay (days)

Complicationsa

laryngeal

nerve palsy

Anastomotic

leakage

Mortality

UICC-Stage

(pathological)

SCC: Squamous cell carcinoma; Adeno: Adenocarcinoma

a Based on the Clavien-Dindo classification, grade II or higher [17]

Table 3:Comparison of high Brinkman index, current smoking patients and others who

underwent thoracoscopic esophagectomy in prone position

Parameters

Age (years)

Sex

Male / Female

P value

Current and Brinkman

Others

index ≥800 (n=48)

(n=186)

66 (53-79)

66 (40-81)

0.542

45 (94%) / 3 (6%)

153 (82%) /

0.070

33 (18%)

Body mass index

20.9 (15.5-28.1)

21.4 (13.1-

0.110

29.1)

Tumor location

Tumor depth

Ut

7 (15%)

29 (16%)

Mt

28 (58%)

89 (48%)

Lt

13 (27%)

68 (36%)

cT1

24 (50%)

73 (39%)

cT2

6 (13%)

29 (16%)

cT3

18 (37%)

84 (45%)

24 (50%) / 24 (50%)

91 (49%) / 95

0.396

0.402

(clinical)

Nodal status

cN- / cN+

(clinical)

UICC-Stage

1.000

(51%)

19 (40%)

68 (36%)

II

12 (25%)

48 (26%)

III

15 (31%)

63 (34%)

IV

2 (4%)

7 (4%)

47 (98%) / 1 (2%)

174 (94%) /

0.978

(clinical)

Histological type

SCC / Adeno

0.477

12 (6%)

Neoadjuvant

Yes / No

32 (67%) / 16 (33%)

chemotherapy

125 (67%) /

1.000

61 (33%)

Operative time (min)

Overall procedure

705 (471-1361)

690 (354-

0.516

1215)

Thoracic procedure

322 (207-491)

318 (198-540)

0.816

Blood loss (ml)

257 (0-1680)

239 (0-2605)

0.418

36 (75%) / 12 (25%)

147 (79%) /

0.559

Abdominal procedure

Laparoscopy /

Open

39 (21%)

Conduit

Stomach /

45 (94%) / 3 (6%)

Jejunum

Lymph node

dissection

Two- / Three-

0.701

(4%)

31 (65%) / 17 (35%)

field

Postoperative

178 (96%) / 8

134 (72%) /

0.375

52 (28%)

50 (15-296)

35 (14-168)

0.196

Pneumonia

12 (25.0%)

22 (11.8%)

0.036

Recurrent

8 (16.7%)

15 (8.1%)

0.099

11 (22.9%)

29 (15.6%)

0.281

1 (0.5%)

1.000

1 (2%)

5 (2%)

0.166

23 (48%)

58 (31%)

II

15 (31%)

57 (31%)

III

6 (13%)

44 (24%)

IV

3 (6%)

22 (12%)

hospital stay (days)

Complicationsa

laryngeal nerve

palsy

Anastomotic

leakage

Mortality

UICC-Stage

(pathological)

SCC: Squamous cell carcinoma; Adeno: Adenocarcinoma

a Based on the Clavien-Dindo classification, grade II or higher [17]

Table 4:Multivariate analysis of postoperative pneumonia (Clavien-Dindo classification,

grade II or higher)

Parameters

Odds Ratio (95% CI)

P value

Age

0.98 (0.93-1.03)

0.413

Sex, male

0.34 (0.07-1.63)

0.135

Body mass index

1.07 (0.93-1.23)

0.329

Tumor depth (clinical)

0.990

cT1

1.000

cT2

0.95 (0.24-3.69)

0.944

cT3

0.97 (0.34-2.73)

0.951

Nodal status (clinical), positive

1.04 (0.39-2.81)

0.931

Neoadjuvant chemotherapy, yes

0.87 (0.24-3.31)

0.872

Abdominal procedure, Laparoscopy

0.81 (0.31-2.18)

0.683

Thoracic operative time

0.99 (0.99-1.01)

0.889

Blood loss

0.99 (0.99-1.01)

0.182

Current smoker and Brinkman index ≥800

0.41 (0.18-0.93)

0.037

CI: Confidence interval

...

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